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CFA一级考试:道德部分模拟练习及答案解析

日期: 2020-01-06 16:12:59 作者: 刘晓芒

其实那些备考CFA的考生不通关过考试的最主要的原因还是没能抓住考前最关键的那段备考时间。所谓“临阵磨枪,不快也光”。但就有很大一部分考生,考试还没开始就打退堂鼓,带着一种“明年”再考的心态,反而得不偿失!在考前冲刺这一阶段中,CFA一级考试:道德部分模拟练习及答案解析大家也要掌握。

CFA(一级)模拟题:Question:

Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?

A. The Standards do not apply to Wiley’s conduct.

B. The Standards require Wiley to comply with the agreement with his former employer.

C. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.

Answer:

Correct answer: B

--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.

A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement.

cfa考试习题大家也要掌握。要想背的比别人多,就要求每一句用一个关键词代替,而不能一字不漏的背下来,要学会节约大脑容量。根据最近三年真题,大致找到重点章节重点段落。先吃甘蔗最甜的那一截,然后逐步延展到其他章节。

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